LOCAL
BANKRUPTCY RULES
FOR THE
DISTRICT OF MARYLAND |
|
| Rule 1002-1 |
PETITION - GENERAL
(a) Rejection of Certain Deficient Petitions
(b) Other Deficient Petitions and Papers - Notice of Deficient Filing
(c) Verification of Authority to File - Corporations |
| Rule
1004-1 |
VOLUNTARY PETITION -
PARTNERSHIP |
| Rule
1006-1 |
FEES - INSTALLMENT
PAYMENTS
(a) Tender of Payment
(b) Payment of Fees in Installments |
| Rule
1007-1 |
LISTS, SCHEDULES &
STATEMENTS
(a) Chapter 7, 12, and 13 Cases
(b) Chapter 9 and 11 Cases
(c) Chapter 13 Plans |
| Rule
1007-2 |
MAILING LIST OR MATRIX
(a) Matrix Contents
(b) Matrix Form
(c) Supplemental matrix
(d) Verification |
| Rule
1009-1 |
AMENDMENTS TO LISTS,
SCHEDULES & STATEMENTS
(a) Notice to United States Trustee
(b) Notice to Creditors
(c) Certificate of Compliance |
| Rule
1015-1 |
JOINT
ADMINISTRATION/CONSOLIDATION |
| Rule
1017-1 |
DISMISSAL
OR SUSPENSION OF CASE OR PROCEEDINGS |
| Rule
1020-1 |
CHAPTER
11 SMALL BUSINESS CASES - GENERAL
(a) Election to be Considered a Small Business under § 1121(e) of the Bankruptcy Code
(b) Approval of Disclosure Statement |
|
| Rule
2002-1 |
NOTICE TO CREDITORS & OTHER
INTERESTED PARTIES
(a) Measuring Period
(b) Content
(c) Certificate of Service
(d) Content of Objections
(e) Sale Notices
(f) Technical Requirement for Notices
(g) Limitation of Notice - Chapter 11
(h) Limitation of Notice - Chapter 7
(i) Continued Meetings and Hearings |
| Rule
2007-1 |
TRUSTEES - CHAPTER 11
(a) Motions to Appoint Trustee or Examiner
(b) Election of Trustee
(c) Approval of Appointment |
| Rule
2015-1 |
COMPENSATION BY DEBTOR IN
CHAPTER 11 |
| Rule
2016-1 |
COMPENSATION OF PROFESSIONALS
(a) Applications for Compensation by Professionals
(b) Disclosure of Compensation |
| Rule
2070-1 |
ADMINISTRATIVE EXPENSES |
| Rule
2072-1 |
NOTICE TO OTHER COURTS WITH
PENDING ACTIONS |
| Rule
2081-1 |
CHAPTER 11 - SCHEDULED CLAIMS |
| Rule
2081-2 |
CHAPTER 11 ACCELERATED
CASES-CHAPTER 11(a)
(a) Designation of Chapter 11(a) Cases
(b) Reconsideration |
|
Table
of Rules - Part III |
| Rule
3007-1 |
CLAIMS - OBJECTIONS
(a) Objection
(b) Adversary Proceeding
(c) Chapter 12 and 13 Cases |
| Rule 3014-1 |
BANKRUPTCY
CODE § 1111(b) ELECTION IN CHAPTER 11(a) REORGANIZATION CASES |
| Rule 3015-1 |
CHAPTER
13 PLANS - COPIES, SERVICE |
| Rule 3015-2 |
CHAPTER
13 - CONFIRMATION |
| Rule 3016-1 |
CHAPTER
11(a) ACCELERATED CASE PLAN
(a) Time for Filing plan in Chapter 11(a) Accelerated Case
(b) Extension of Time
(c) Failure to File Plan |
| Rule 3016-2 |
CHAPTER
11(a) ACCELERATED CASE DISCLOSURE STATEMENT
(a) Time for Filing
(b) Extension of Time
(c) Failure to File Disclosure Statement
(d) Content |
| Rule 3017-1 |
DISCLOSURE
STATEMENT - SMALL BUSINESS CASES
(a) Conditional Approval
(b) Application of Bankruptcy Rule 3017
(c) Objections and Final Approval Hearing
(d)Content |
| Rule 3017-2 |
CONDITIONAL APPROVAL OF
DISCLOSURE STATEMENT, OBJECTIONS, AND HEARING IN CHAPTER 11(a) ACCELERATED CASE
(a) Conditional Approval
(b) Application of Bankruptcy Rule 3017
(c) Objections
(d) Disclosure Statement Final Approval
(e) Disclosure Statement Objections Hearing
(f) Disclosure Statement Amendments |
| Rule 3018-1 |
BALLOTS
- VOTING ON PLANS
(a) Tally
(b) Disputed Claims |
| Rule 3022-1 |
COMPLETION
OF THE ADMINISTRATION OF CONFIRMED CHAPTER 11 PLANS
(a) Fully Administered Plan
(b) Certification
(c) Final Order
(d) Progress Reports |
| Rule 3070-1 |
CHAPTER
13 - SPECIAL PROCEDURES
(a) Payments to Secured Creditors
(b) Modification of Secured Claims
(c) Trustee Expenses and Clerk's Fees |
|
| Rule 4001-1 |
AUTOMATIC STAY -
RELIEF FROM
(a) Order Directing Course of Proceeding
(b) Responses to Motions for Relief from Automatic Stay |
| Rule 4002-1 |
CURRENT
ADDRESS & TELEPHONE NUMBER OF DEBTOR
(a) Address of Debtor
(b) Debtor's Telephone Number |
| Rule 4003- 1 |
OBJECTION
TO CLAIM OF EXEMPTIONS |
| Rule 4003-2 |
MOTIONS
TO AVOID LIENS
(a) Issuance of Order Directing Course of Proceeding
(b) Service of Order Directing Course of Proceeding
(c) Certificate of Service
(d) Responses to Motion to Avoid Lien - Time for Filing
(e) Resolution of Motion to Avoid Lien |
| Rule 4007-1 |
DISCHARGEABILITY
COMPLAINTS UNDER 11 U.S.C. § 523(a)(15) |
|
| Rule 5001-1 |
COURT ADMINISTRATION LAPSE IN
APPROPRIATIONS |
| Rule 5001-2 |
CLERK
- OFFICE LOCATIONS/HOURS
(a) Office Hours
(b) "Night Box"
(c) Division of Business |
| Rule 5003- 1 |
COURT
PAPERS - REMOVAL OF
(a) Removal, Copies
(b) Claims
(c) Chapter 12 and 13 |
| Rule 5005-1 |
FILING
PAPERS - SIZE OF PAPERS |
| Rule 5011-1 |
ABSTENTION
(a) Adversary Proceeding
(b) Contested Matter |
| Rule 5071-1 |
MOTIONS FOR
POSTPONEMENT/CONTINUANCES
(a) Court Order Required
(b) Notice to Client and Other Parties
(c) Conflicting Engagement
(d) Meeting of Creditors |
| Rule 5073-1 |
PHOTOGRAPHY,
RECORDING DEVICES & BROADCASTING
(a) General Prohibition
(b) Impounding of Recording Equipment
(c) Court Reporters
(d) Penalty |
|
| Rule 6004-1 |
SALE OF ESTAE PROPERTY
(a) Sale Notices
(b) Disclosure of Sale Charges
(c) Sale Without Objection
(d) Clerk's Certificate |
| Rule 6006-1 |
EXECUTORY CONTRACTS - UNEXPIRED
LEASES
(a) Notice Required
(b) Motion to Reject a Collective Bargaining Agreement |
| Rule 6070-1 |
TAX
RETURNS & TAX REFUNDS |
|
LOCAL BANKRUPTCY RULES
FOR THE DISTRICT OF MARYLAND
PART I
RULE 1002-1 PETITION - GENERAL
(a) Rejection of Certain Deficient Petitions. The Clerk may not
accept a petition and must reject it if:
(1) the petition is not signed with an original signature;
(2) the party filing the petition neither pays the prescribed filing
fee with the petition nor files with the petition an application to pay the required fee
in installments, if eligible to do so;
(3) the debtor does not file the master mailing matrix with the
petition, unless the debtor files completed Schedules E and F with the petition;
(4) a Chapter 11 debtor does not file the list of twenty (20) largest
unsecured creditors with the petition; or
(5) the petition is submitted by a debtor who is not an individual and
is not represented by an attorney who is a member of the bar of the District Court.
(6) the petition is submitted by a person who, under either 11 U.S.C. § 109(g) or an order
of court, may not be a debtor at the time of the submission of the petition.
(b) Other Deficient Petitions and Papers - Notice of Deficient
Filing. The Clerk can issue a notice:
(1) specifying deficiencies -- except those described in Subsection (a)
-- in the petition, schedules, and associated papers; and
(2) stating that the petition, schedule or associated papers may be
stricken or the case dismissed if the deficiencies are not corrected within five (5)
business days after the date of issuance of the deficiency notice.
(c) Verification of Authority to File - Corporations. There must
be filed with a corporate debtor's voluntary petition a certified copy of the resolution
authorizing the filing of the bankruptcy petition. The resolution must show approval by
the corporate body empowered by applicable law to authorize filing a bankruptcy petition.
RULE 1004-1 VOLUNTARY PETITION - PARTNERSHIP
Individuals who sign a voluntary petition for a partnership debtor must
file with the petition a signed statement that all general partners join in or consent to
the filing of the petition. Not later than two (2) business days after filing the
petition, the person or persons who sign the petition must mail a copy of the petition to
all general partners and file a certificate of compliance with this requirement.
RULE 1006-1 FILING FEES - INSTALLMENT
PAYMENTS
(a) Tender of Payment. The filing fee may be paid in cash or by
cashier's check, certified check or negotiable money order made payable to "Clerk,
United States Bankruptcy Court." Payment by an attorney's check will be accepted only
if the check is drawn on the account of the attorney for the debtor or on the account of a
law firm of which the attorney for the debtor is a member, partner, associate or of
counsel. The Clerk shall maintain a list of attorneys and law firms whose checks have been
dishonored and may refuse to accept the checks of such attorneys or firms.
(b) Payment of Fees in Installments. The Clerk may approve for
the Court an application by an individual to pay the filing and administrative fees in
installments that proposes a payment plan no less than in accordance with the following
schedule:
| |
At Filing |
1 Month After Filing |
2 Months After Filing |
3 Months After Filing |
| Chapter 7 |
25% |
25% |
25% |
25% |
| Chapter 11 |
50% |
50% |
-- |
-- |
| Chapter 12 |
25% |
25% |
25% |
25% |
| Chapter 13 |
25% |
25% |
25% |
25% |
RULE 1007-1 LISTS, SCHEDULES & STATEMENTS
(a) Chapter 7, 12 and 13 Cases. In a Chapter 7, 12 or 13 case,
the debtor must file an original and three (3) copies of the petition, lists, schedules
and statements required by Bankruptcy Rule 1007.
(b) Chapter 9 and 11 Cases. In a Chapter 9 or 11 case, the
debtor must file an original and six (6) copies of the petition, lists, schedules and
statements required by Bankruptcy Rule 1007.
(c) Chapter 13 Plans. See Local Rule
3015-1.
RULE 1007-2 MAILING LIST OR MATRIX
(a) Matrix Contents. A debtor must file with the voluntary
petition a master mailing matrix containing the names and addresses of all creditors, the
United States Trustee, the Maryland Comptroller of the Treasury and, if a creditor, and
the Internal Revenue Service. In a case under Chapter 11, the debtor must include in the
matrix the taxing authority for each county in which the debtor holds an interest in real
estate.
(b) Matrix Form. The master mailing matrix must be submitted in
the form required by the Clerk.
(c) Supplemental Matrix. The debtor must file a supplemental
mailing matrix with any schedule or amended schedule that contains changes in address of
an entity entitled to notice or adds the names of entities not listed on the original
matrix. The supplemental matrix must conform to the form required by the Clerk.
(d) Verification. The master mailing matrix and any supplemental
mailing matrix must be dated and verified. The verification must state that to the best of
the affiant's knowledge, information and belief
the documents are accurate and correct.
RULE 1009-1 AMENDMENTS TO LISTS AND SCHEDULES
When filing amended schedules that add previously unscheduled
creditors, a debtor must follow the following procedures:
(a) Notice to United States Trustee. The debtor must send a copy
of the amendment to the office of the United States Trustee and to any trustee appointed
in the case.
(b) Notice to Creditors. The debtor must send to each creditor
added or whose status is changed by the schedule amendment:
(1) a copy of the amendment;
(2) a copy of the original Order for Meeting of Creditors; and
(3) a copy of each order that establishes or extends a bar date for
claims or for complaints to determine the dischargeability of debts.
(c) Certificate of Compliance. The debtor must file a
certificate of compliance with this Rule, together with a dated and clearly titled
supplemental mailing matrix that includes the names and correct mailing addresses of all
newly scheduled creditors.
RULE 1015-1 JOINT
ADMINISTRATION/CONSOLIDATION
The estates of spouses filing a joint petition will be deemed
consolidated under § 302(b)
of the Bankruptcy Code unless otherwise ordered on the motion of a party in interest made
within thirty (30) days after conclusion of the meeting of creditors held under § 341 of the Bankruptcy Code.
RULE 1017-1 DISMISSAL OR SUSPENSION OF CASE
OR PROCEEDING
The Court may dismiss any case on its own motion for failure of the
debtor to file timely a required document, such as the Statement of Financial Affairs, a
Schedule, the Statement of Intention under Bankruptcy Code § 521, a matrix or a Chapter 13
Plan. The dismissal may be entered after ten (10) days' notice to the debtor, counsel to
the debtor and the United States Trustee and an opportunity for hearing.
RULE 1020-1 CHAPTER 11 SMALL BUSINESS CASES -
GENERAL
(a) Election to be Considered a Small Business under § 1121(e) of the Bankruptcy
Code. A debtor that is a qualifying small business may elect to be considered a small
business under Bankruptcy Code §
1121(e) by filing a written statement of election no later than sixty (60) days after
the date of the order for relief or by a later date fixed by the Court, for cause.
(b) Approval of Disclosure Statement.
See Local Rule 3017-1.
PART II
RULE 2002-1 NOTICE TO CREDITORS & OTHER
INTERESTED PARTIES
(a) Measuring Period. A debtor, creditor, official committee,
and any other party in interest sending a notice of proposed action to other parties in
interest must give recipients no less than twenty (20) days from the date of completion of
service to file an objection to the action described in the notice, unless the Bankruptcy
Rules specifically require a different time or unless otherwise ordered by the Court or
these rules.
(b) Content. In addition to the information required by specific
notices, notices must contain sufficient information to enable a party in interest to make
a reasonably well-informed decision whether to object to the action proposed in the
notice. The notice must state (1) by when the objection must be filed and upon whom
objections must be served; (2) that the action may be authorized without further order or
notice if no timely objection is filed; (3) that the Court, in its discretion, may conduct
a hearing or determine the matter without a hearing regardless of whether an objection is
filed; (4) that an objection must state the facts and legal grounds on which the objection
is based; and (5) the name of the party giving notice or its attorney, together with the
address and the telephone number of the party to be contacted if parties in interest have
questions regarding the subject of the notice. A notice may not state that an objecting
party must attend a court hearing in support of any objection made.
(c) Certificate of Service. A party must file a certificate of
service of a notice given under these Rules or the Bankruptcy Rules within five (5) days
after completion of service.
(d) Content of Objections. An objecting party must state the
authority for the objection either in its filed objection or in an accompanying memorandum
of fact and law. An objecting party must certify that copies of the objection and of any
supporting memorandum have been sent to the opposing party or parties and their counsel.
(e) Sale Notices. See Local Rule 6004-1.
(f) Technical Requirements for Notices. A party sending a notice
must show the date of completion of service conspicuously on the face of the notice.
(g) Limitation of Notice - Chapter 7. Notices to creditors in
cases under Chapter 7 required by Bankruptcy Rule 2002(a) may be limited as provided under
Bankruptcy Rule 2002(h) to (1) creditors that hold claims for which proofs of claim have
been filed and (2) such other creditors who may file timely claims.
(h) Limitation of Notice - Chapter 11. In Chapter 11 cases,
where official committees are appointed and the number of creditors exceeds thirty (30),
the following notices can be limited to the debtor, the United States Trustee, the members
of all official committees or committee counsel, if appointed, and to those creditors and
equity security holders who file and serve on counsel for the debtor a written request for
notices:
(1) the proposed use, sale or lease or property of the estate other
than in the ordinary course of business;
(2) the hearing on the approval of a compromise or settlement of a
controversy -- other than the approval of an agreement pursuant to Bankruptcy Rule
4001(d);
(3) a hearing on an application for compensation or reimbursement of
expenses; and
(4) such other notices as the Court orders.
(i) Voluntary Dismissal - Chapter 7 and 11. Notices of a motion
by debtor to dismiss a voluntary case under Chapter 7 or 11 must be sent to all parties in
interest.
(j) Continued Meetings and Hearings. If a hearing or meeting is
continued or rescheduled at the request of a party, or for reason of the failure of a
party to appear or comply with applicable law or rules, that party must send notice of the
continued or rescheduled hearing or meeting to all creditors and other entities entitled
to notice and file a certificate of that notice.
RULE 2007-1 TRUSTEES - CHAPTER 11
(a) Motion to Appoint Trustee or Examiner. In a case under
Chapter 11 a party filing a motion for an order to appoint a trustee or an examiner under
Bankruptcy Code § 1104(a)
or § 1104(c) must comply
with Rule 9014.
(b) Election of Trustee.
(1) Request for an Election. A party filing a request to convene
a meeting of creditors for the purpose of electing a trustee in a Chapter 11
reorganization case must send a copy of the request to the United States Trustee in
accordance with Bankruptcy Rule 5005 within the time prescribed by Bankruptcy Code § 1104(b). Any person
appointed by the United States Trustee under Bankruptcy Code § 1104(d) and approved in
accordance with subdivision (c) of this Rule will serve as trustee, pending court approval
of the person elected.
(2) Manner of Election and Notice. An election of a trustee
under Bankruptcy Code § 1104(b)
must be conducted in accordance with Bankruptcy Rules 2003(b)(3) and 2006. Notice of the
Bankruptcy Code § 1104(b)
meeting of creditors must be given in accordance with Bankruptcy Rule 2002. The United
States Trustee will preside at the meeting. A proxy for the purpose of voting in the
election can be solicited. Only a committee of creditors appointed under Bankruptcy Code § 1102, or any other party
entitled to solicit a voting proxy pursuant to Bankruptcy Rule 1006 can solicit a trustee
election voting proxy.
(3) Report of Election and Resolution of Disputes.
|
(A) Report of Undisputed Election. If
the trustee election is not disputed, the United States Trustee must promptly file a
report of the election, stating the name and address of the person elected and a statement
that the election is undisputed. The United States Trustee must file with the report an
application for approval of the appointment in accordance with subdivision (c) of this
Rule. The report constitutes appointment of the elected person to serve as trustee,
subject to Court approval, as of the date of entry of the order approving the appointment.
(B) Disputed Election. If the election is
disputed, the United States Trustee must promptly file a report stating that the election
is disputed, informing the Court of the nature of the dispute, and listing the name and
address of any candidate elected under any alternative presented by the dispute. A
verified statement by each candidate elected under such alternative presented by the
dispute, stating the candidate"s connections with the debtor, creditors, any other
party in interest, their respective attorneys and accountants, the United States Trustee,
and any person employed in the office of the United States Trustee must accompany the
report. Not later than the date on which the report of the disputed election is filed, the
United States Trustee must mail a copy of the report and each verified statement to any
party in interest that has made a request to convene a meeting under Bankruptcy Code § 1104(b) or to receive a copy
of the report, and to any committee appointed under Bankruptcy Code § 1102. Unless a motion for
the resolution of the dispute is filed not later than ten (10) days after the United
States Trustee files the report, any person appointed by the United States Trustee under
Bankruptcy Code § 1104(d)
and approved in accordance with subdivision (c) of this Rule shall serve as trustee. If a
motion for the resolution of the dispute is timely filed, and the Court determines the
result of the election and approves the person elected, the report will constitute
appointment of the elected person as of the date of entry of the order approving the
appointment. |
(c) Approval of Appointment. An order approving the appointment
of a trustee elected under Bankruptcy Code § 1104(b) or appointed under
Bankruptcy Code § 1104(d),
or the appointment of an examiner under Bankruptcy Code § 1104(d), will be made on
application of the United States Trustee. The United States Trustee must state in the
application the name of the person appointed and, to the best of the applicant's
knowledge, all the person's connections with the debtor, creditors, any other parties in
interest, their respective attorneys and accountants, the United States Trustee, and
persons employed in the office of the United States Trustee. Unless the person has been
elected under Bankruptcy Code §
1104(b), the application must state the names of the parties in interest with whom the
United States Trustee consulted regarding the appointment. The application must be
accompanied by a verified statement of the person appointed stating the person's
connections with the debtor, creditors, any other party in interest, their respective
attorneys and accountants, the United States Trustee, and any person employed in the
office of the United States Trustee.
RULE 2015-1 COMPENSATION BY DEBTOR IN CHAPTER
11
(a) The rate of compensation paid by debtor in possession to its
officers, directors or partners shall not exceed the rate of compensation paid to those
persons ninety (90) days prior to the filing of the petition, unless otherwise ordered by
the Court.
(b) The debtor shall file a statement containing the following
information within twenty (20) days after filing a petition in a Chapter 11 case:
(1) a statement specifying the duties and positions of the following:
(A) the debtor, if an individual;
(B) the members of the partnership;
(C) the officers and directors of the corporation, and any other
insiders;
(2) the rate of compensation paid to each ninety (90) days prior to and
at the time of the filing of the petition; and
(3) the rate of compensation of each as of the time the statement is
filed.
RULE 2016-1 COMPENSATION OF PROFESSIONALS
(a) Applications for Compensation by Professionals. Unless the
Court orders otherwise, all professionals seeking compensation pursuant to Bankruptcy Code
§§ 328, 330, and 331, including attorneys,
accountants, examiners, investment bankers and real estate advisors, must prepare and
submit their applications for compensation in accordance with the Guidelines attached as
Appendix D to these Rules. This Rule applies to cases filed after April 30, 1994.
(b) Disclosure of Compensation. The attorney for the debtor must
file a Bankruptcy Rule 2016(b) disclosure statement with the petition. If the debtor's
attorney's appearance is entered after the filing of the petition, the attorney must file
the Bankruptcy Rule 2016(b) disclosure statement at the time of entry of appearance.
RULE 2070-1 ADMINISTRATIVE EXPENSES
Motions for the allowance or payment of administrative expenses must be
served upon the trustee, any committee elected under § 705 or appointed under § 1102 of the Bankruptcy Code
or its authorized agent, or in a Chapter 11 case, if no committee of unsecured creditors
has been appointed, to those creditors on the list filed pursuant to Bankruptcy Rule
1007(d), the United States Trustee, and to those parties in interest who have filed
written requests for notice.
RULE 2072-1 NOTICE TO OTHER COURTS WITH
PENDING ACTIONS
The debtor or other party filing a bankruptcy case must promptly send
notice of the bankruptcy filing to the following persons:
(a) the clerk of any court where the debtor is a party to a pending
civil action and all other parties of record; and
(b) any judge specially assigned to a pending civil action in which the
debtor is a party.
The notice must be substantially in accordance with the form entitled
"Notice of Filing of Case In Bankruptcy Court," attached as Appendix E to these
Rules.
RULE 2081-1 CHAPTER 11 - SCHEDULED CLAIMS
The debtor in a Chapter 11 case must serve on each creditor whose claim
is listed on a schedule as disputed, contingent, or unliquidated, notice of that listing
within fifteen (15) days after filing the schedule or within fifteen (15) days after
adding a disputed creditor to a previously filed schedule. The notice must state that such
creditor has the right to file a proof of claim and the failure to do so may prevent the
creditor from voting on the plan or participating in any distribution. The debtor must
file a certificate of service of the notice within five (5) days of service.
RULE 2081-2 CHAPTER 11 ACCELERATED CASES -
CHAPTER 11(a)
(a) Designation of Chapter 11(a) Cases. In a case other than one
commenced as a small business case or a single-asset real estate case, the Court, for
cause shown, can at any time, with or without without motion or notice, designate a
Chapter 11 case for accelerated treatment. A Chapter 11 case designated for accelerated
treatment is referred to in these rules as a "Chapter 11(a)" case.
(b) Reconsideration. A party in interest can, at any time,
request that the Court reconsider a Chapter 11(a) designation; and the Court, for cause
shown, can at any time, with or without motion or notice, rescind a Chapter 11(a)
designation.
PART III
RULE 3007-1 CLAIMS - OBJECTIONS
(a) Objection. In addition to the service required by Bankruptcy
Rules 9014 and 7004(b), an objecting party must serve a copy of the objection and any
supporting memorandum and affidavit on the claimant at the address (and in care of the
individual) shown on the proof of claim and must certify that service to the Court. The
objection must conspicuously state that:
(1) within thirty (30) days after the date on the certificate of
service of the objection, the claimant may file and serve a memorandum in opposition,
together with any documents and other evidence the claimant wishes to attach in support of
its claim, unless the claimant wishes to rely solely upon the proof of claim; and
(2) an interested party may request a hearing that will be held in the
Court's discretion.
(b) Adversary Proceeding. This Rule does not apply where an
objection to a claim is joined with a request for relief of a kind specified in Bankruptcy
Rule 7001 and thereby becomes an adversary proceeding.
(c) Chapter 12 and 13 Cases. In Chapter 12 and 13 cases, an
objecting party must attach a copy of the proof of claim to the objection, together with a
copy of all attachments thereto.
RULE 3014-1 BANKRUPTCY CODE § 1111(b) ELECTION IN CHAPTER
11(a) REORGANIZATION CASES
A Bankruptcy Code § 1111(b) election in a
Chapter 11(a) case can be made at any time prior to the conclusion of the confirmation
hearing.
RULE 3015-1 CHAPTER 13 PLANS - COPIES,
SERVICE
(a) If a debtor files a plan with the petition, the debtor must file:
one (1) original plan signed by the debtor or by each debtor in a joint case; one (1) copy
for each creditor listed in Schedules D, E, and F; one (1) copy for the Internal Revenue
Service if it is a scheduled creditor: one (1) for the Maryland Comptroller of the
Treasury; and two (2) additional copies.
(b) If a debtor files an original or an amended plan after the filing
of the petition, the debtor must mail a copy of the plan to each creditor, the Internal
Revenue Service if it is a scheduled creditor, the Maryland Comptroller of the Treasury,
the Chapter 13 trustee, and the United States Trustee; and the debtor must promptly
certify the mailing to the Court.
RULE 3015-2 CHAPTER 13 - CONFIRMATION
Debtors and their counsel must attend all scheduled confirmation
hearings unless excused by the Chapter 13 trustee or the Court.
RULE 3016-1 CHAPTER 11(a) ACCELERATED CASE
PLAN
(a) Time for Filing Plan in Chapter 11(a) Accelerated Case. The
Court will set a time by which the Chapter 11(a) debtor must file a plan, no earlier than
sixty (60) days after the entry of the order designating the case for accelerated
treatment.
(b) Extension of Time. The Court can, with or without motion or
notice, extend the time set under section (a) of this Rule for filing a plan.
(c) Failure to File Plan. The failure of a debtor to file a plan
within a time set by the Court under section (a) or (b) of this Rule will constitute cause
for dismissing the case or converting the case to a case under Chapter 7 pursuant to
Bankruptcy Code § 1112(b)(4).
RULE 3016-2 CHAPTER 11(a) ACCELERATED CASE
DISCLOSURE STATEMENT
(a) Time for Filing. The Court will set a time by which a
Chapter 11(a) debtor must file a disclosure statement, no earlier than sixty (60) days
after the entry of the order designating the case for accelerated treatment.
(b) Extension of Time. The Court can, with or without motion or
notice, extend any time set under section (a) of this Rule for filing a disclosure
statement.
(c) Failure to File Disclosure Statement. The failure of a
debtor to file a disclosure statement within a time set by the Court under section (a) or
(b) of this Rule will constitute cause for dismissing the case or converting the case to a
case under Chapter 7 pursuant to Bankruptcy Code § 1112(b)(3).
(d) Content. The disclosure statement for a Chapter 11(a) plan
must include a liquidation analysis and a projected budget that contains plan payments.
RULE 3017-1 DISCLOSURE STATEMENT - SMALL
BUSINESS CASES
(a) Conditional Approval. If a qualifying debtor has made a
timely election to be considered a small business under § 1121(e) of the Bankruptcy
Code, the Court may, on application of the plan proponent, conditionally approve a
disclosure statement filed under Bankruptcy Rule 3016. On or before conditional approval
of the disclosure statement, the Court will,
(1) fix a time by which the holders of claims and interests can accept
or reject the plan;
(2) fix a time for filing objections to the disclosure statement;
(3) set a date for a final approval hearing of the disclosure statement
if a timely objection is filed; and
(4) set a date for the confirmation hearing.
(b) Application of Bankruptcy Rule 3017. If a disclosure
statement is conditionally approved, Bankruptcy Rules 3017(a), (b), (c), and (e) do not
apply. Conditional approval of a disclosure statement is considered approval of the
disclosure statement under Bankruptcy Rule 3017(d).
(c) Objections and Final Approval Hearing. Notice of the time
set for filing objections and of the disclosure statement final approval hearing must be
sent under Bankruptcy Rule 2002. The notice can be combined with notice of the plan
confirmation hearing. Objections to the disclosure statement must be filed by such date
fixed by the Court, or if no date is fixed, objections must be filed before final approval
of the disclosure statement. Objections must be sent to the United States Trustee and
served on the debtor, the plan proponent, any committee appointed under the Bankruptcy
Code and any other entity designated by the Court. If a timely objection to the disclosure
statement is filed, the Court can hold a hearing to consider final approval before or
combined with the hearing on confirmation of the plan.
(d) Content. The disclosure statement for a small business case
plan must include a liquidation analysis and a projected budget that contains plan
payments.
RULE 3017-2 CONDITIONAL APPROVAL OF
DISCLOSURE STATEMENT,
OBJECTIONS, AND HEARING IN CHAPTER 11(a)
ACCELERATED CASE
(a) Conditional Approval. The Court can conditionally approve a
disclosure statement filed by a Chapter 11(a) debtor prior to giving notice of a hearing
on the disclosure statement.
(b) Application of Bankruptcy Rule 3017. A disclosure statement
conditionally approved by the Court can be sent to creditors and equity security holders
under Bankruptcy Code § 1125(c)
and Bankruptcy Rule 3017(d)(2) and can be used to solicit acceptances or rejections of a
plan under Bankruptcy Code §
1125(b).
(c) Objections. Objections to Chapter 11(a) disclosure
statements must be filed and served on the debtor, the plan proponent, any committee
appointed under the Bankruptcy Code and any other entity designated by the Court, at least
two (2) days before final approval of the disclosure statement, or by an earlier date set
by the Court.
(d) Disclosure Statement Final Approval. If no objection to or
request to modify the Chapter 11(a) disclosure statement is timely filed, the conditional
approval of the disclosure statement becomes final at the plan confirmation hearing.
(e) Disclosure Statement Objections Hearing. An objection to or
request to modify the Chapter 11(a) disclosure statement will be considered at the
confirmation hearing held under Bankruptcy Code § 1128(a) and Bankruptcy Rule
3020(b).
(f) Disclosure Statement Amendment. If the Court determines that
a disclosure statement should not be approved in its current form, the debtor can amend
the disclosure statement and the Court can conditionally approve the amended disclosure
statement which the debtor will then send to creditors. In that event, the Court may
continue the confirmation hearing and set new dates for filing objections to confirmation
and for filing plan acceptances or rejections.
RULE 3018-1 BALLOTS - VOTING ON PLANS
(a) Tally. The tally of ballots in Chapter 11 cases must be
filed with the Clerk no later than the third business day prior to the confirmation
hearing. The tally must substantially conform to the form prescribed by the Court and
available from the Clerk.
(b) Disputed Claims. A creditor will have the right, if demanded
in a timely response to an objection to its claim, to a hearing on temporary allowance of
its claim for the purpose of accepting or rejecting a plan.
RULE 3022-1 COMPLETION OF THE ADMINISTRATION
OF CONFIRMED
CHAPTER 11 PLANS
(a) Fully Administered Plan. A Chapter 11 plan will be deemed
fully administered under Bankruptcy Rule 3022:
(1) after the completion of the following:
(A) six (6) months have elapsed after the entry of a final order of
confirmation that has become nonappealable;
(B) the deposits required by the plan have been distributed;
(C) the property proposed by the plan to be transferred has been
transferred;
(D) the debtor or the successor of the debtor under the plan has
assumed the business or the management of the property dealt with by the plan;
(E) payments under the plan have commenced; and
(F) all motions, contested matters, and adversary proceedings have been
finally resolved; or
(2) at another time specifically defined by the plan.
(b) Certification. A proponent of a confirmed plan that is fully
administered must file forthwith a certification of full administration. The certification
must include a final summary report of the disbursements, distributions, and transfers
that have been made pursuant to the plan, together with a description of other acts taken
to consummate the plan. The certificate must also describe any matters involving
consummation of the confirmed plan that have not been fully resolved.
(c) Final Order. The plan proponent must file with the Court and
serve on the U.S. Trustee an application for a final order closing the case with the
certificate of full administration.
(d) Progress Reports - The plan proponent shall file and serve
on the U.S. Trustee reports of progress towards full administration of the plan until the
proponent files a final certification and report. The first report must be filed six (6)
months after the order of confirmation. Subsequent reports must be filed every six (6)
months thereafter.
RULE 3070-1 CHAPTER 13 - SPECIAL PROCEDURES
(a) Payments to Secured Creditors. After the filing of a
petition in a case under Chapter 13, and regardless of any provision in a proposed plan,
the debtor must continue to make the regular payments as and when due on debts secured by
property to be retained by the debtor. The Court can modify this requirement on motion.
(b) Modification of Secured Claims. In plans providing for
modification of secured claims by the payment of the value of the collateral under a plan,
the trustee will credit debtor for the amount paid under subparagraph (a) above. After
confirmation of the plan, the debtor shall document the postpetition payments made. The
secured claim will be reduced by the amount of the payments made.
(c) Trustee Expenses and Clerk's Fees. Upon dismissal or
conversion of a Chapter 13 case, any funds that the trustee holds in a case will be
charged for the trustee's allowed expenses and any outstanding Clerk's fees.
PART IV
RULE 4001-1 AUTOMATIC STAY - RELIEF FROM
(a) Order Directing Course of Proceeding. Upon the filing of a
motion for relief from stay pursuant to § 362(d) of the Bankruptcy
Code, the Court will issue an Order Directing Course of Proceeding that will set the time
of hearing on the motion.
(1) The moving party must serve the Order upon the persons entitled to
notice of the hearing under Bankruptcy Rules 4001(a), 7004, and 9014 within five (5)
business days after the date of the Order Directing Course of Proceeding.
(2) The moving party must file a certification of service of the Order
within five (5) days after completion of service.
(b) Responses to Motions for Relief from Automatic Stay.
(1) Time for Filing Response. A response must be filed within
seventeen (17) days after the date of the Order Directing Course of Proceeding. If a
timely response is not filed, the Court may grant the relief requested by default.
(2) Form. The response must include detailed responses to each
paragraph of the motion in conformity with Federal Rules of Civil Procedure 8(b) and (d)
and state all defenses to the motion.
(3) Responses by Standing Chapter 12 and 13 Trustees. Standing
Chapter 12 and Chapter 13 trustees are not required to respond to motions for relief from
stay.
RULE 4002-1 CURRENT ADDRESS AND TELEPHONE
NUMBER OF DEBTOR
(a) Address of Debtor. All debtors must maintain a statement of
current address with the Clerk. This obligation continues until the case is closed.
(b) Debtor's Telephone Number. Debtors proceeding in proper
person must maintain a statement of the debtor's current telephone number with the Clerk.
This obligation continues until the case is closed.
RULE 4003-1 OBJECTION TO CLAIM OF EXEMPTIONS
Required Notice to Debtor. An objection to the list of property
claimed as exempt must contain conspicuous notice that:
(a) any opposition to the objection must be filed and served within
thirty (30) days after the date of the certificate of service of the objection; and
(b) a hearing will be held on the objection at the discretion of the
court.
RULE 4003-2 MOTIONS TO AVOID LIENS
(a) Issuance of Order Directing Course of Proceeding. Upon the
filing of a motion to avoid a lien under Bankruptcy Code § 522(f), the Court will issue
an Order Directing Course of Proceeding.
(b) Service of Order Directing Course of Proceeding. Within five
(5) business days after the date of the Order Directing Course of Proceeding, the moving
party or counsel must serve a copy of the Order, together with the motion, on the
respondent(s), counsel for respondent(s), and any trustee. Service shall be in accordance
with Bankruptcy Rule 7004.
(c) Certificate of Service. Within five (5) days after
completion of service of the order and motion, the moving party or counsel for the moving
party must file a certificate of service.
(d) Responses to Motion to Avoid Lien - Time for Filing. Any
responsive pleading or objection to a Bankruptcy Code § 522(f) motion must be filed
within thirty (30) days after the date of the Order Directing Course of Proceeding.
(e) Resolution of Motion to Avoid Lien. The Court can grant or
deny the relief sought in a motion without a hearing.
RULE 4007-1 DISCHARGEABILITY COMPLAINTS UNDER
11 U.S.C. § 523(a)(15)
In an adversary proceeding where a claim is made under § 523(a)(15), plaintiff shall
file with the complaint (1) copies of the order, agreement, or any other document relied
upon as the source of the obligation, and (2) a financial statement in the form annexed as
Appendix F to these Rules. Defendant shall file with the answer to the complaint a copy of
the financial statement using the same form. The parties have a continuing obligation to
update the financial statements during the pendency of the adversary proceeding.
PART V
RULE 5001-1 COURT ADMINISTRATION - LAPSE IN
APPROPRIATIONS
This Rule will become effective only when Congress fails to enact
legislation to fund operations of the United States Courts. The Anti-Deficiency Act, 31 U.S.C. § 1515, limits
permissible government activities in the event of such a failure to those otherwise
"authorized by law" or those needed to meet "cases of emergency involving
the safety of human life or the protection of property."
This Court is directly involved in the judicial process and under the
Constitution and laws of the United States, it is always open to exercise the judicial
power of the United States as a unit of the District Court. Thus, the Court must continue,
even in the absence of funding by Congress, to receive new cases, and to hear and dispose
of pending cases. Activities will, however, be limited as nearly as practical to those
functions necessary and essential to continue the resolution of pending cases. The Court
will advise the United States Marshal and the General Services Administration of the level
of building and security services necessary to maintain such Court operations.
The Court finds that Judges' staffs and the Clerk and the Clerk's staff
are persons essential to the continuation of court operations. Work of all personnel shall
be limited to those essential functions set forth above.
RULE 5001-2 CLERK - OFFICE LOCATION/HOURS
(a) Office Hours. The office hours of the Clerk in the Greenbelt
and Baltimore Divisions shall be from 8:00 a.m. to 4:00 p.m. on all days, except
Saturdays, Sundays, and holidays observed by the United States District Court for the
District of Maryland.
(b) "Night Box". A "night box" is located in
the lobby of each of the United States Courthouses in Baltimore and in Greenbelt.
Bankruptcy petitions, pleadings and other papers may be placed in the night box for filing
after regular office hours and until the Courthouse is closed. The night box is intended
as an after-hours convenience, and it is not intended as an alternative for filing papers
during regular office hours. Petitions, pleadings and other papers deposited in the night
box will be "date stamped" as of the business day prior to the earliest
retrieval each day. When a Courthouse is closed, arrangements may be made for emergency
filings by contacting a designated court representative. The names of the designated court
representative are posted on each night box and on notice boards in the divisional
offices.
(c) Division of Business. The division of business for the
United States Bankruptcy Court for the District of Maryland is as follows:
(1) Cases originating in Allegany, Calvert, Charles, Frederick,
Garrett, Montgomery, Prince George's, St. Mary's, and Washington Counties are assigned to
the Greenbelt Divisional Office, 300 U.S. Courthouse, 6500 Cherrywood Lane, Greenbelt,
Maryland, 20770.
(2) Cases originating in Baltimore City and Baltimore, Anne Arundel,
Caroline, Carroll, Cecil, Dorchester, Harford, Howard, Kent, Queen Anne's, Somerset,
Talbot, Wicomico, and Worcester Counties are assigned to the Baltimore Divisional Office,
8515 U.S. Courthouse, 101 West Lombard Street, Baltimore, Maryland, 21201.
RULE 5003-1 COURT PAPERS - REMOVAL OF
(a) Removal, Copies. Except as provided in this Rule, no Court
record or paper filed in or connected with a case can be taken out of the Clerk's office
without a Court order. The Clerk will arrange for the duplication of any unrestricted
Court paper on the request of any person and prepayment of the cost thereof.
(b) Claims. With prior consent of the Clerk, trustees can remove
that portion of a file containing proofs of claim from the Clerk's office.
(c) Chapter 12 and 13. In Chapter 12 and 13 cases, the Clerk may
designate the trustee to maintain the claims record and to hold the original proofs of
claim for the Clerk. The trustee must return forthwith the proofs of claim upon closing,
conversion or dismissal of the case.
RULE 5005-1 FILING PAPERS - SIZE OF PAPERS
Pleadings, exhibits to pleadings where practicable, and other papers
must be legible and must be on 8-1/2 x 11 inch paper. All papers (other than the mailing
matrix) must be punctured by a standard two-hole punch centered along the top margin.
RULE 5011-1 ABSTENTION
(a) Adversary Proceeding. In an adversary proceeding, a motion
for abstention pursuant to 28
U.S.C. § 1334(c), must be filed within the time prescribed for filing an answer under
Bankruptcy Rule 7012(a).
(b) Contested Matter. In a contested matter, a motion for
abstention pursuant to 28 U.S.C.
§ 1334(c) must be filed within thirty (30)
days from the date indicated on the certificate of service on the pleading initiating the
contested matter.
RULE 5071-1 MOTIONS FOR
POSTPONEMENT/CONTINUANCES
(a) Court Order Required. A Court order is required for any
postponement of a hearing, pretrial conference, or trial.
(b) Notice to Client and Other Parties. A motion for a
postponement of a hearing, pretrial conference, or trial may not be made without the
knowledge of the client of counsel moving for the postponement. Notice of such motion,
together with the reasons therefor, must be given to all other parties or their counsel
before filing unless such notice is waived.
(c) Conflicting Engagement. A motion for a postponement of a
hearing or trial on the grounds of a conflicting engagement must be filed within ten (10)
days after the date such conflict became apparent. There shall be attached to the motion
written evidence of the conflicting engagement.
(d) Meeting of Creditors. A request for postponement of the
meeting of creditors held under Bankruptcy Code § 341 shall be handled as follows:
(1) in Chapter 12 and 13 cases requests shall be made to the standing
trustee assigned to the case;
(2) in Chapter 7 cases requests shall be made to the interim trustee;
and
(3) in Chapter 11 cases requests shall be made to the Assistant U.S.
Trustee assigned to the division of Court where the case is pending.
RULE 5073-1 PHOTOGRAPHY, RECORDING DEVICES
AND BROADCASTING
(a) General Prohibition. Unless otherwise ordered by the Court,
no court proceeding can be photographed, videotaped, televised, recorded, reproduced, or
broadcast in any way except by an official court reporter.
(b) Impounding of Recording Equipment. Except for (1) portable
dictating equipment to be used by members of the Bar when inspecting official records, and
(2) equipment to be used by official court reporters or official electronic sound
recorders, no cameras, recording equipment, or broadcasting equipment may be brought into
a courtroom unless otherwise ordered by the Court. Such equipment is subject to being
impounded.
(c) Court Reporters. A court reporter, electronic sound
recorder, or other person must not use or permit to be used any recording of a Court
proceeding on or in connection with any radio or television broadcast.
(d) Penalty. A violation of this Rule may be treated as a
contempt of Court. A violator who is a member of the Bar may be subjected to disciplinary
action.
PART VI
RULE 6004-1 SALE OF ESTATE PROPERTY
(a) Sale Notices. Notices of private sale of estate property by
the trustee must include the following:
(1) if an appraisal has been performed,
(A) the appraised value of the asset being sold;
(B) the date of the appraisal; and
(C) the name and address of the appraiser;
(2) if no appraisal has been performed, the scheduled value of the
asset being sold;
(3) the purchaser's identity;
(4) a full description of any relationship between the purchaser and any party in
interest; and
(5) a statement of all consideration paid and to be paid by the purchaser and the payment
terms.
(b) Disclosure of Sale Charges. Unless included in the notice of
sale, the following charges cannot be paid from a bankruptcy estate in connection with the
sale of estate property:
(1) points, loan origination fees, loan enabling fees, or other buyer
financing charges for the purchase of property of the estate; and
(2) documentary stamps, transfer taxes, or recording fees.
(c) Sale Without Objection. If no timely written objection is
filed, the sale shall be deemed authorized upon expiration of the notice period. This
paragraph does not apply to sales free and clear of liens or of interests of persons other
than the debtor.
(d) Clerk's Certificate. A party in interest may request a
Clerk's certificate that no objection to the notice has been filed. The Clerk will charge
a certification fee.
RULE 6006-1 EXECUTORY CONTRACTS - UNEXPIRED
LEASES
(a) Notice Required. Parties seeking the assumption, rejection,
or assignment of an executory contract or unexpired lease must give notice of the proposed
action to the other party to the executory contract or unexpired lease, any official
committee, or in the absence of a committee, to the holders of the ten (10) largest
unsecured claims taken from debtor's list filed
pursuant to Bankruptcy Rule 1007(d) or Schedule F, the trustee, the United States Trustee,
and parties requesting notice. The notice must state that the Court may rule upon the
request without a hearing if there is no timely request for a hearing.
(b) Motion to Reject a Collective Bargaining Agreement. A party
moving to reject a collective bargaining agreement must file the following with the
motion:
(1) an affidavit demonstrating compliance with Bankruptcy Code §
1113(b); and
(2) a certificate of service that the moving party has served the
motion and affidavit on the authorized representative of the employees covered by the
collective bargaining agreement.
RULE 6070-1 TAX RETURNS AND TAX REFUNDS
The provisions of this rule are limited to the Internal Revenue Service
and the Maryland Comptroller of the Treasury, Income Tax Division, herein referred to as
the "Tax Authorities."
(a) Authority to Make Refunds. Unless otherwise directed by the
trustee or the Court, after sixty (60) days have elapsed from the date of the filing of
the petition, the Tax Authorities are authorized to make an income tax refund in the
ordinary course of business.
(b) Notice to Trustee and Court. It is the duty of the debtor,
within five (5) days of receipt of a tax refund or notice of tax assessment or deficiency,
to file with the Court and in Chapter 7 cases to send to the trustee a copy of the refund
check and transmittal letter, the tax assessment or deficiency notice, and other relevant
documents.
(c) Offset; Assessment; Automatic Stay.
(1) The Tax Authorities can offset any refund or overpayment due a
debtor against any taxes due the United States or the State of Maryland, provided that the
Tax Authority has filed a proof of claim that is not disputed.
(2) The Tax Authorities can assess any tax liability that can be
satisfied by offsetting an overpayment when that tax liability has not previously been
assessed. The Tax Authorities will send notice of assessment and offset to the debtor
prior to or substantially concurrent with the assessment and offset.
PART VII
RULE 7001-1 TRUSTEES' FILING FEES
Payment of the filing fee for an adversary proceeding filed by a
trustee may be deferred pending acquisition of sufficient funds by the trustee to pay such
fees in full or pro rata with other expenses of administration.
RULE 7003-1 ADVERSARY COVER SHEET
A party filing an adversary proceeding complaint must file with the
Clerk a completed adversary proceeding cover sheet. A party filing a complaint under 28 U.S.C. § 157(b)(5) must file
both an adversary proceeding cover sheet and a district court cover sheet.
RULE 7005-1 FILING OF DISCOVERY MATERIALS
Unless otherwise ordered by the Court, a party may not file with the
Court either written discovery requests, responses to discovery or depositions (other than
as exhibits to motions). A party propounding written discovery or taking a deposition or
providing a discovery response must file a notice stating: (a) the type of discovery or
response served; (b) the date and type of service; and (c) the person(s) served. Parties
must retain the original copies of the discovery materials and make them available for
inspection by any other party.
RULE 7012-1 CORE OR NON-CORE MATTERS
(a) Prior to trial a party may move for a ruling that an adversary
proceeding is core or non-core. The Court will ordinarily allow adverse parties fourteen
(14) days from the service of the motion to file responses. A motion does not postpone any
time periods unless ordered by the Court.
(b) At any time before the conclusion of a matter on the merits, a
party to a proceeding may file a consent to the entry of a final order by the Bankruptcy
Court under 28 U.S.C. §
157(c)(2).
RULE 7016-1 PRETRIAL PROCEDURES
(a) General. The Court can, in any adversary proceeding or
contested matter, direct the attorney for a party or a party appearing pro se
to appear before it or the Clerk for a preliminary scheduling or pretrial conference
pursuant to Bankruptcy Rule 7016.
(b) Notice. The Court will determine the form and manner of
notice of a scheduling or pretrial conference. The notice will be sent only to counsel
admitted to practice before the District Court, counsel admitted pro hac vice
or to parties proceeding pro se.
(c) Pretrial Statement. Pursuant to an order or notice that the
Court has directed to all parties to the proceeding or matter, each party will file a
pretrial statement with the Court at least three (3) business days prior to the scheduled
pretrial conference, with copies sent to all other attorneys of record or parties
proceeding pro se. Each party must state the following in its pretrial
statement:
(1) a brief statement of facts that the party proposes to prove in
support of a claim or defense, together with a list of separate legal theories relied on
in support of each claim or defense;
(2) any required pleading amendments;
(3) any pleaded, but abandoned issue;
(4) stipulations of fact, or, if unable to agree, a statement of
matters on which the party requests an admission;
(5) the details of the damage claimed or any other relief sought as of
the pretrial conference date;
(6) a listing of the documents and records to be offered in evidence by
the party at the trial other than those expected to be used solely for impeachment,
indicating which documents the party expects to introduce in evidence without the usual
authentication;
(7) a listing of the names and specialties of experts that the party
proposes to call as witnesses;
(8) statement of a counsel of record that he or she has explored and
discussed all reasonable avenues of settlement prior to the pretrial conference; and
(9) any other pretrial relief which the party will request or the Court
shall direct.
(d) Pretrial Order. In an order issued at the conclusion of the
final pretrial conference, the Court can incorporate one or more of the parties' pretrial
statements.
(e) Required Pre-Filing of Exhibits.
(1) Adversary Proceedings and Chapter 11 Lift Stays. In all
adversary proceedings and in motions seeking relief from stay in Chapter 11 cases, each
party must pre-file all exhibits which that party intends to introduce into evidence,
except for exhibits to be offered solely for rebuttal. Each party must include in the
pre-filed exhibits any report by an expert whom the party may call as a witness, or if no
report has been prepared, an affidavit by such expert as to the expert's direct testimony.
The exhibits must be filed within the time limits set in the scheduling order, or order
directing course of proceeding. In adversary proceedings, if opposing parties do not file
written objections to pre-filed exhibits by the time specified in the scheduling order,
the exhibits will be admitted into evidence.
(2) Method of Pre-filing of Exhibits. All pre-filed exhibits
must be filed within the time limits set in the scheduling order or order directing course
of proceeding by submission of an original and two (2) copies. Each set of exhibits must
be bound or affixed together and must have at the beginning an exhibit list identifying
each exhibit by number. Each exhibit must be tabbed by exhibit number. An additional copy
must be furnished to each other party in the matter.
(3) Size. To the extent possible, all exhibits must be reduced
to 8-1/2 by 11 inches.
(4) Failure to Pre-file Exhibits. Exhibits that are not
pre-filed as required by this Rule can be excluded from evidence.
(f) Proof of Amount of Claim or Debt.
(1) Required Verified Statement. In all adversary proceedings
and all contested matters, any party seeking to prove the amount of any claim or debt must
introduce into evidence an affidavit setting forth the amount of the alleged claim or
debt, itemized by component, unless the information is contained in a previously filed
pleading in the matter and verified pursuant to 28 U.S.C. § 1746.
(2) Exclusive Method of Proof. Direct testimony as to the amount
of the debt or claim will be only by introduction of the affidavit, or a verified
pleading, unless an objection to the admission into evidence of the affidavit or verified
pleading is made. The declarant must be present in the courtroom for cross-examination, or
a hearsay objection to the admission into evidence of the affidavit or verified pleading
can be granted.
(3) Pre-filing Requirement. In adversary proceedings and Chapter
11 motions for relief from stay, the required affidavit or verified pleading must be
pre-filed as an exhibit, in accordance with subsections (f)(1) and (2) of this Rule.
RULE 7026-1 DISCOVERY - GENERAL
(a) Discovery Request Limits. A party may not serve on any other
party in a contested matter or an adversary proceeding more than thirty (30)
interrogatories, more than thirty (30) requests for production, and thirty (30) requests
for admissions, including all parts and sub-parts.
(b) Timely Written Discovery Requests Required. All discovery
requests must be made at a sufficiently early date to assure that the time for response
expires before any discovery deadlines set by the Court.
(c) Discovery to Proceed Despite Existence of Disputes. Unless
otherwise ordered by the Court, a discovery dispute as to one matter does not justify
delay in taking or responding to any other discovery.
(d) Discovery Stayed Pending Resolution of Bankruptcy Rule
7012(b)(2) Motion. The filing of a motion pursuant to Bankruptcy Rule 7012(b)(2) stays
discovery unless the movant presents matters outside the pleading.
(e) Format of Responses. Responses to discovery must restate
each request followed by the answer or a brief statement of the grounds for objection.
(f) Conference of Counsel Required. Counsel must confer
concerning a discovery dispute and make good faith attempts to resolve their differences.
The Court will not entertain to resolve a discovery dispute unless the moving party has
filed a certificate stating:
(1) the date, time, and place of the discovery conference, the names of
all persons participating and any unresolved issues remaining; or
(2) the moving party's attempts to hold such a conference without
success.
(g) Smoking During Depositions Prohibited. Unless all persons
present agree, no one can smoke in a room where a deposition is being taken.
(h) Depositions of Experts. The party taking the deposition of
an expert shall pay a reasonable fee for the time spent in deposition and traveling to and
from the deposition. The party designating the expert will pay any fee charged by the
expert for time spent in preparing for the deposition.
(i) Discovery Guidelines. Discovery Guidelines adopted by the
Court and set forth in Appendix B govern the conduct of discovery.
(j) Required Initial Disclosures.
(1) Bankruptcy Rules 7026(a)(1)(A), (B) and (C), 7026(d), and 7026(f)
do not apply to (A) adversary proceedings to revoke an Order of Confirmation of a Chapter
11, Chapter 12, or Chapter 13 plan or to revoke a discharge, and (B) contested matters.
(2) Bankruptcy Rule 7026(d) is applicable only in those matters where a
meeting of the parties is required.
RULE 7054-1 ALLOWANCE OF COSTS
No costs will be allowed in adversary proceedings in excess of filing
fees unless the entitled party files a Bill of Costs within twenty (20) days after the
entry of the judgment or order.
RULE 7054-2 ATTORNEYS' FEES
Unless a longer period is fixed by statute or by the Court, motions by
a prevailing party for an award of attorneys' fees must be filed within twenty (20) days
after the entry of judgment or order.
RULE 7055-1 DEFAULT - FAILURE TO PROSECUTE
(a) Clerk's Notice. If, upon the expiration of six (6) months
after the filing of the last pleading, it appears to the Clerk that no significant
activity has since occurred in an adversary proceeding or contested matter in which there
is no scheduled hearing, the Clerk will send written notice to all parties to the
adversary proceeding or contested matter that the proceeding or matter will be denied or
dismissed without prejudice unless, within thirty (30) days after the date of the notice,
the plaintiff or movant presents good and sufficient cause in writing why the dismissal or
denial should not be ordered.
(b) Court Action. If the Court finds the cause sufficient, the
Clerk will note the same on the motion or adversary docket and provide notice thereof to
the parties. An order of denial or dismissal without prejudice can be entered in any case
when there is no response to the Clerk's notice.
PART VIII
RULE 8001-1 APPEALS
See Local District Court Rule 83.19.1.
PART IX
RULE 9001-1 DEFINITIONS AND RULES OF CONSTRUCTION
(a) Definitions in Bankruptcy Rules. The definitions of words
and phrases in Bankruptcy Rule 9001 and the definitions adopted by reference therein apply
in these Local Rules.
(b) Rules of Construction. The rules of construction contained
in Bankruptcy Code § 102
apply to these Local Rules.
(c) Bankruptcy Code. In these Local Rules, reference to the
Bankruptcy Code means title 11 of the United States Code.
(d) Bankruptcy Rules. In these Local Rules, reference to a
Bankruptcy Rule or Rules means the Federal Rules of Bankruptcy Procedure.
(e) District Court. In these Local Rules, reference to the
District Court means the United States District Court for the District of Maryland
(f) File. Where the word "file" appears in these Local
Rules, such filing is to be made with the appropriate divisional office of the Clerk of
the United States Bankruptcy Court for the District of Maryland.
RULE 9010-1 PRO SE PARTIES
(a) Who May Appear Pro Se. Only individuals may represent
themselves.
(b) Responsibilities of Parties Appearing Pro Se. Individuals
representing themselves are responsible for performing all duties imposed on counsel by
the Bankruptcy Code, the Bankruptcy Rules, these Rules, and applicable federal or state
law.
RULE 9010-2 CURRENT INFORMATION
(a) Duty to Keep Current Information on File. Counsel and
parties appearing pro se must file and maintain a statement of current
address and telephone number in every case in which such person appears. This obligation
is continuing until the case is closed.
(b) Excusable Neglect. Should any person fail to maintain a
current address with the Clerk and as a result, either for lack of response or lack of an
appearance, the Court enters an order dismissing any affirmative claim for relief or
enters a judgment by default or otherwise against such person or such person's client, the
failure to maintain a current address shall not be considered excusable neglect.
RULE 9010-3 ATTORNEYS - WHO MAY APPEAR AS COUNSEL
(a) Generally. Except as otherwise provided in this Rule only
members of the Bar of the District Court may appear as counsel. Only individuals may
represent themselves.
(b) Admission Pro Hac Vice.
(1) The Court can permit any attorney (except a member of the Maryland
Bar) who is a member in good standing of the Bar of any other United States Court or of
the highest court of any state to appear and participate as counsel in a particular
bankruptcy case. Such permission will not constitute formal admission to the Bar of the
District Court. An attorney admitted pro hac vice is subject to the
disciplinary jurisdiction of the District Court.
(2) A party represented by an attorney who has been admitted pro
hac vice must also be represented by an attorney who is a member of the Bar
of the District Court.
(3) The application for admission pro hac vice
shall be made in the form of Appendix G to these Rules.
(c) Certain Actions Not Requiring Admission. An attorney need
not be admitted to the Bar of the District Court in order to file a proof of claim for a
client or to file a fee application as principal of a professional group.
(d) Appearance for Obtaining Deposition Subpoenas. It is not
necessary for counsel to be admitted to the Bar of the District Court in Order to obtain a
subpoena for depositions to be taken in this district for cases pending in other
districts. However, an attorney seeking such a subpoena is subject to the disciplinary
jurisdiction of the District Court.
RULE 9010-4 WITHDRAWAL OF APPEARANCE OF AN ATTORNEY
(a) When Individuals are Clients. If the client is an
individual, appearance of counsel may be withdrawn only with leave of Court and if: (1)
appearance of other counsel has been entered or (2) withdrawing counsel files a
certificate stating: (A) the name and last known address of the client, and (B) that a
written notice has been mailed to or otherwise served upon the client at least five (5)
days previously advising the client of counsel's proposed withdrawal and notifying the
client either to have new counsel enter an appearance or to advise the Clerk that the
client will be proceeding without counsel.
(b) When Clients Are Other Than Individuals. If the client is
other than an individual, including corporations, partnerships, unincorporated
associations and government entities, appearance of counsel may be withdrawn only with
leave of Court and if: (1) appearance of other counsel has been entered or (2) withdrawing
counsel files a certificate stating: (A) the name and last known address of the client and
(B) that a written notice has been mailed to or otherwise served upon the client at least
five (5) days previously advising the client of counsel's
proposed withdrawal and notifying the client that it must have new counsel enter an
appearance or be subject to dismissal of its case, dismissal of its claims and/or judgment
by default on claims against it. If after twenty (20) days of the filing of the motion to
withdraw, new counsel has not entered an appearance, and the Court has granted the motion
to withdraw, the Court will take appropriate action, including dismissing any affirmative
claim for relief asserted by the party or entering a default against the unrepresented
party.
RULE 9010-5 ATTORNEYS FOR DEBTORS - DUTIES
(a) An attorney who files a petition in bankruptcy on behalf of a
debtor, or who subsequently enters an appearance on behalf of a debtor other than as
special counsel approved under Bankruptcy Code § 327(e), will be counsel of
record in all matters arising during the administration of the case, such as adversary
matters and motions for relief from stay, except as set forth below:
(b) In an individual case commenced under or converted to Chapter 7,
representation will continue through discharge and continue as to any matter pending at
the time of the discharge. However, an attorney representing an individual debtor may
exclude adversary proceedings provided that debtor's written acknowledgement of this
limitation is filed with counsel's Bankruptcy Rule 2016(b) Statement;
(c) In a case under Chapter 11, representation of a debtor will
continue until the case is closed or dismissed;
(d) In a case under Chapter 12 or 13, representation will continue for
the earlier of ten (10) days after the entry of an order of dismissal of the case or
ninety (90) days after the entry of an order confirming the debtor's plan;
(e) If a case is converted to a case under another chapter, the rule
under the latter chapter governs; and
(f) This rule supersedes all retainer agreements unless otherwise
ordered by the Court for cause.
RULE 9011-1 SIGNATURES, FEDERAL BAR NUMBER
This Rule augments Bankruptcy Rule 9011. An individual signing
pleadings must state the signer's printed name,
post office and business address and telephone number. If the signer is an attorney
admitted to practice before the United States District Court for the District of Maryland,
the attorney shall include his or her federal bar number as listed on the Attorney
Admission List.
Rule 9013-1 MOTIONS PRACTICE
(a) Requirement of Written Motion. All motions must be in
writing and filed with the Court, unless made during a hearing or trial.
(b) Procedure for Motions Other Than Motions for Relief from Stay
and to Avoid Liens.
(1) All motions must state with particularity the grounds therefor and
the relief or order sought. Supplementing Local Rule 9013-3 as to moving parties,
responding parties must file with the Court, at the time of filing a response, a proposed
order stating the requested disposition.
(2) Parties can file with or append to their motion and memorandum, or
to their responsive pleading and opposing memorandum, supporting affidavits or documents
establishing the elements of entitlement to the relief sought or any defense.
(3) Any responsive pleading and memorandum in opposition to a motion
must be filed within fourteen (14) days from the date of service of said motion.
(4) Except as otherwise provided in the Bankruptcy Code, the Bankruptcy
Rules, these Rules or by the Court, a motion can be decided on the pleadings and memoranda
filed.
RULE 9013-2 BRIEFS AND MEMORANDA OF LAW
A party must file with each motion a brief memorandum of fact and law
entitling the movant to the relief claimed or a statement that no memorandum will be filed
and that the movant will rely solely upon the motion.
RULE 9013-3 ORDERS - PROPOSED
All requests for relief, except motions to dismiss or convert, and
pleadings initiating adversary proceedings under Bankruptcy Rule 7001 must be accompanied
by proposed order. The proposed order must contain a specific title describing the nature
and effect of the order. The names and addresses of all counsel or other parties in
interest who should receive copies of the order shall be set forth in the lower left-hand
corner of the final page of the proposed order or carried over to another page. The
chapter of the case shall be stated in the caption.
RULE 9013-4 CERTIFICATE OF SERVICE
(a) Any required certificate of service for a pleading, notice,
objection or other paper must be in compliance with Federal Rule of Civil Procedure 5 and
applicable provisions of the Bankruptcy Rules.
(b) The certificate shall be placed at the end of the item served and
endorsed by an attorney of record, the party's authorized agent or by a party if not
represented by an attorney.
(c) The certificate must state:
(1) the date and method of service;
(2) the names and addresses of the persons served; and
(3) if persons are served in a representative capacity, the parties
whom they represent.
(d) It is the obligation of an attorney or party that files a pleading
to determine every party with a cognizable interest in the pleading that should receive a
copy and the current address of each. A certificate of service by an attorney, the
attorney's authorized agent, or party
constitutes a representation to the court by the attorney and party that all such parties
have been served properly. A violation of this paragraph (d) shall be subject to an
appropriate sanction.
RULE 9014-1 DISCOVERY
Local Rule 7026-1 applies in contested matters.
RULE 9014-2 DEFAULT AND DISMISSAL FOR NON-PROSECUTION
Local Rule 7055-1 applies in contested matters.
RULE 9015-1 JURY TRIALS
(a) Jury Trials. Federal Rules of Civil Procedure 38, 39, 47-51
and 81(c) - insofar as they apply to jury trials - apply in cases and adversary
proceedings except that a demand under Federal Rule of Civil Procedure 38(b) must be filed
in accordance with Bankruptcy Rule 5005. Rule 405 (83.21) of the Rules of the District
Court also applies in cases and adversary proceedings.
(b) Consent to Have Trial Conducted by Bankruptcy Judge. A party
demanding a jury trial must state whether the party consents to have the trials conducted
by a bankruptcy judge. Within fourteen (14) days after the filing of a jury demand, each
other party must file a statement as to that party's
consent to trial by the bankruptcy judge.
RULE 9019-1 SETTLEMENTS AND AGREED ORDERS
(a) Order. Subject to the requirements of Bankruptcy Rule
2002(a)(3), 4001(d), and 9019, when the Court is advised by the moving party that an
adversary proceeding or contested matter has been settled, the Court can enter an order
dismissing the adversary proceeding or contested matter and providing for the payment of
costs. An order of dismissal will be without prejudice to the right of a party to move for
good cause to reopen the proceeding or matter within a reasonable time after settlement
should have occurred if the settlement is not consummated. Alternatively, the Court, upon
notification by counsel that a proceeding or matter has been settled, can require counsel
to submit, within ten (10) days, a proposed order providing for the settlement, in default
of which the Court can enter judgment or other appropriate order.
(b) Complete Disposition. An order entered pursuant to this rule
has the effect of noting the settlement of the entire adversary proceeding or contested
matter, including all claims, counterclaims, third-party claims, and cross-claims, unless
otherwise stated.
RULE 9029-1 LOCAL RULES - GENERAL
Any judge of this Court can suspend or modify a requirement or
provision of any of these Rules in a particular case, adversary proceeding or contested
matter on the Court's own motion or on motion of a party.
RULE 9033-1 PROPOSED FINDINGS OF FACT AND CONCLUSIONS OF LAW
IN NON-CORE PROCEEDING
When a party has objected to proposed findings or conclusions pursuant
to Bankruptcy Rule 9033(b), for the purpose of preparing the record and identifying the
issues for the District Court, the parties will follow the procedures set forth in
Bankruptcy Rule 8006 by treating the objection(s) as an appeal. The bankruptcy judge may
order the designated extract supplemented.
RULE 9036-1 NOTICE BY ELECTRONIC TRANSMISSION
In addition to methods of notice available under the Bankruptcy Rules,
notice may be given by hand-delivery or facsimile transmission, except that the Clerk
shall not accept for filing any facsimile transmission. All notices given by facsimile
transmission shall be followed by hard copy notice mailed by the next business day.
RULE 9070-1 EXHIBITS
(a) Pending Appeal. From the conclusion of a hearing or trial to
the expiration of the time within which to file a notice of appeal or, in the event that
an appeal is taken, until the transmission of the record to the District Court, the Clerk
will retain all documentary exhibits except ones of unusual bulk or weight. Documents of
unusual bulk or weight and all non-documentary exhibits will remain in the custody of the
attorney presenting them, who (1) will permit inspection of them by counsel for another
party for the purpose of preparing the record on appeal, (2) will be responsible for their
safekeeping, and (3) if requested, will send them to the appellate court.
(b) Upon Final Termination of Action. Upon the closing of a
contested matter or adversary proceeding, the Clerk will send a notice to all counsel
advising counsel to remove, within thirty (30) days, all trial and hearing exhibits and
all sealed materials that counsel presented at any time during the pendency of the
contested matter or adversary proceeding. If a party fails to remove exhibits, the Clerk
may return the exhibits and materials to a party, destroy them, or otherwise dispose of
them, in the Clerk's discretion.
END
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